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8 Steps to a Successful Regulatory Exam

This Opinion piece covers eight steps to preparing for a better IT exam.

By Tom Hinkel | Updated on July 11, 2013

The regulatory examination: Few combinations of words are so effective at inspiring a cold sweat in even the most prepared credit union.

Increased regulatory oversight is the new normal in the post-financial crisis age. And along with new rules and regulations comes an increased focus on the methodology employed by institutions. For a credit union just trying to succeed in the business of banking, the increased scrutiny can add up to a lot of extra work. Oh, and by the way, regulators still expect financial institutions to be profitable, too.

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